To amend the Securities Exchange Act of 1934 to create a safe harbor for finders and private placement brokers, and for other purposes.
USA115th CongressHR-6127| House
| Updated: 6/15/2018
Ted Budd
Republican Representative
North Carolina
Financial Services Committee
- Introduced
- In Committee
- On Floor
- Passed Chamber
- Enacted
Unlocking Capital for Small Businesses Act of 2018 This bill (1) requires the Securities and Exchange Commission to establish registration requirements for private-placement brokers and finders that are no more stringent than those imposed on crowdfunding portals, and (2) otherwise modifies provisions related to private-placement brokers and finders.
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Timeline
Introduced in House
Referred to the House Committee on Financial Services.
Finance and Financial Sector
Business investment and capitalFinancial services and investmentsLicensing and registrationsSecurities
To amend the Securities Exchange Act of 1934 to create a safe harbor for finders and private placement brokers, and for other purposes.
USA115th CongressHR-6127| House
| Updated: 6/15/2018
Unlocking Capital for Small Businesses Act of 2018 This bill (1) requires the Securities and Exchange Commission to establish registration requirements for private-placement brokers and finders that are no more stringent than those imposed on crowdfunding portals, and (2) otherwise modifies provisions related to private-placement brokers and finders.
View Full TextSuggested Questions
Get AI-generated questions to help you understand this bill better
Timeline
Introduced in House
Referred to the House Committee on Financial Services.
Ted Budd
Republican Representative
North Carolina
Financial Services Committee
Finance and Financial Sector
- Introduced
- In Committee
- On Floor
- Passed Chamber
- Enacted
Business investment and capitalFinancial services and investmentsLicensing and registrationsSecurities