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Unlocking Capital for Small Businesses Act of 2019

USA116th CongressHR-3768| House 
| Updated: 7/16/2019
Ted Budd

Ted Budd

Republican Representative

North Carolina

Financial Services Committee

  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted
Unlocking Capital for Small Businesses Act of 2019 This bill (1) requires the Securities and Exchange Commission to establish registration requirements for private-placement brokers that are no more stringent than those imposed on crowdfunding portals, (2) allows for membership in any national securities association for private-placement brokers, and (3) otherwise modifies provisions related to private-placement brokers and finders.
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Timeline
Jul 16, 2019
Introduced in House
Jul 16, 2019
Referred to the House Committee on Financial Services.
  • July 16, 2019
    Introduced in House


  • July 16, 2019
    Referred to the House Committee on Financial Services.

Finance and Financial Sector

Business investment and capitalFinancial services and investmentsLicensing and registrationsSecurities

Unlocking Capital for Small Businesses Act of 2019

USA116th CongressHR-3768| House 
| Updated: 7/16/2019
Unlocking Capital for Small Businesses Act of 2019 This bill (1) requires the Securities and Exchange Commission to establish registration requirements for private-placement brokers that are no more stringent than those imposed on crowdfunding portals, (2) allows for membership in any national securities association for private-placement brokers, and (3) otherwise modifies provisions related to private-placement brokers and finders.
View Full Text

Suggested Questions

Get AI-generated questions to help you understand this bill better

Timeline
Jul 16, 2019
Introduced in House
Jul 16, 2019
Referred to the House Committee on Financial Services.
  • July 16, 2019
    Introduced in House


  • July 16, 2019
    Referred to the House Committee on Financial Services.
Ted Budd

Ted Budd

Republican Representative

North Carolina

Financial Services Committee

Finance and Financial Sector

  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted
Business investment and capitalFinancial services and investmentsLicensing and registrationsSecurities