Legis Daily

8–K Trading Gap Act of 2021

USA117th CongressHR-4467| House 
| Updated: 7/16/2021
Carolyn B. Maloney

Carolyn B. Maloney

Democratic Representative

New York

Financial Services Committee

  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted
8–K Trading Gap Act of 2021 This bill requires certain publicly traded companies to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing. Certain companies required by regulation to adopt a code of ethics are exempt from this requirement.
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Timeline

Bill from Previous Congress

HR 116-4335
8–K Trading Gap Act of 2019
Jul 16, 2021
Introduced in House
Jul 16, 2021
Referred to the House Committee on Financial Services.
Apr 5, 2022

Latest Companion Bill Action

S 117-2360
Committee on Banking, Housing, and Urban Affairs. Hearings held.
  • Bill from Previous Congress

    HR 116-4335
    8–K Trading Gap Act of 2019


  • July 16, 2021
    Introduced in House


  • July 16, 2021
    Referred to the House Committee on Financial Services.


  • April 5, 2022

    Latest Companion Bill Action

    S 117-2360
    Committee on Banking, Housing, and Urban Affairs. Hearings held.

Finance and Financial Sector

Related Bills

  • S 117-2360: 8–K Trading Gap Act of 2021

8–K Trading Gap Act of 2021

USA117th CongressHR-4467| House 
| Updated: 7/16/2021
8–K Trading Gap Act of 2021 This bill requires certain publicly traded companies to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing. Certain companies required by regulation to adopt a code of ethics are exempt from this requirement.
View Full Text

Suggested Questions

Get AI-generated questions to help you understand this bill better

Timeline

Bill from Previous Congress

HR 116-4335
8–K Trading Gap Act of 2019
Jul 16, 2021
Introduced in House
Jul 16, 2021
Referred to the House Committee on Financial Services.
Apr 5, 2022

Latest Companion Bill Action

S 117-2360
Committee on Banking, Housing, and Urban Affairs. Hearings held.
  • Bill from Previous Congress

    HR 116-4335
    8–K Trading Gap Act of 2019


  • July 16, 2021
    Introduced in House


  • July 16, 2021
    Referred to the House Committee on Financial Services.


  • April 5, 2022

    Latest Companion Bill Action

    S 117-2360
    Committee on Banking, Housing, and Urban Affairs. Hearings held.
Carolyn B. Maloney

Carolyn B. Maloney

Democratic Representative

New York

Financial Services Committee

Finance and Financial Sector

Related Bills

  • S 117-2360: 8–K Trading Gap Act of 2021
  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted