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To amend the Securities Act of 1933 to expand the research report exception to include reports about any issuer that undertakes a proposed offering of public securities.

USA118th CongressHR-2576| House 
| Updated: 4/13/2023
Roger Williams

Roger Williams

Republican Representative

Texas

Financial Services Committee

  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted
This bill allows a securities broker or dealer to publish or distribute a research report on a proposed public offering by any issuer without it being considered an offer to sell securities for purposes of registration requirements. Currently, only reports published or distributed regarding a proposed public offering by an emerging growth company fall under this exception.
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Timeline

Bill from Previous Congress

HR 117-9605
To amend the Securities Act of 1933 to expand the research report exception to include reports about any issuer that undertakes a proposed offering of public securities.
Apr 13, 2023
Introduced in House
Apr 13, 2023
Referred to the House Committee on Financial Services.

  • Bill from Previous Congress

    HR 117-9605
    To amend the Securities Act of 1933 to expand the research report exception to include reports about any issuer that undertakes a proposed offering of public securities.
  • April 13, 2023
    Introduced in House
  • April 13, 2023
    Referred to the House Committee on Financial Services.

Finance and Financial Sector

Related Bills

  • HR 118-2799: Expanding Access to Capital Act of 2023

To amend the Securities Act of 1933 to expand the research report exception to include reports about any issuer that undertakes a proposed offering of public securities.

USA118th CongressHR-2576| House 
| Updated: 4/13/2023
This bill allows a securities broker or dealer to publish or distribute a research report on a proposed public offering by any issuer without it being considered an offer to sell securities for purposes of registration requirements. Currently, only reports published or distributed regarding a proposed public offering by an emerging growth company fall under this exception.
View Full Text

Suggested Questions

Get AI-generated questions to help you understand this bill better

Timeline

Bill from Previous Congress

HR 117-9605
To amend the Securities Act of 1933 to expand the research report exception to include reports about any issuer that undertakes a proposed offering of public securities.
Apr 13, 2023
Introduced in House
Apr 13, 2023
Referred to the House Committee on Financial Services.

  • Bill from Previous Congress

    HR 117-9605
    To amend the Securities Act of 1933 to expand the research report exception to include reports about any issuer that undertakes a proposed offering of public securities.
  • April 13, 2023
    Introduced in House
  • April 13, 2023
    Referred to the House Committee on Financial Services.
Roger Williams

Roger Williams

Republican Representative

Texas

Financial Services Committee

Finance and Financial Sector

Related Bills

  • HR 118-2799: Expanding Access to Capital Act of 2023
  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted